Family Code
In June 2012, appellant Jason P. filed a petition to establish a parental relationship with Gus S., a child born to respondent Danielle S. in December 2009. Danielle opposed the petition, arguing that Jason was a sperm donor under section 7613(b) and therefore was not Gus's natural father as a matter of law. Jason contended that (1) he is not a sperm donor within the meaning of section 7613(b); (2) he is a presumed parent under section 7611, subdivision (d) (hereafter, section 7611(d)); (3) Danielle is estopped from denying Jason's parental relationship; and (4) it would be unconstitutional to deny Jason an opportunity to establish legal paternity under the facts of the case. The family law court set the matter for trial in phases, ordering that the first phase of the trial would address only whether Jason is a sperm donor within the meaning of section 7613(b). In the meantime, the court entered a pendente lite order awarding visitation for Jason with Gus.
The parties agreed upon the following facts at the start of the trial. Jason and Danielle cohabitated for many years, but they never married. Gus was conceived through in vitro fertilization (IVF). Jason provided to a licensed fertility clinic the sperm used in the IVF procedure. Jason is not listed on Gus's birth certificate, and there is no voluntary declaration of paternity. Gus has no other natural, presumed, or potential biological father.
In addition to the agreed-upon facts, Jason presented evidence that he and Danielle tried to have a baby naturally beginning in 2006. Although Danielle became pregnant in December 2006, the pregnancy was not viable after six and a half weeks. In 2007, Danielle had two intrauterine insemination (IUI) procedures using Jason's sperm, but neither resulted in a pregnancy. In October 2007, after being advised that their inability to conceive might be due to issues regarding Jason's sperm count, Jason had a surgical procedure to address that problem. She and Jason also began to look into having an IVF procedure.
In May 2008, Danielle moved out of Jason's home and bought a home nearby. The following month she purchased sperm of an anonymous donor from a sperm bank and told Jason she was going to pursue motherhood as a single mother. At some point in the fall of 2008, she looked at a Web site for
In November 2008 or January 2009,
After having an unsuccessful IUI procedure in January 2009 using Jason's sperm, Danielle decided to try an IVF procedure. Before the procedure, Danielle and Jason both signed a series of informed consent forms provided by California Fertility Partners. On each form, Danielle filled in both her name and Jason's name in the spaces designated for the "Intended Parent." On March 9, 2009, Jason took Danielle to California Fertility Partners for the IVF procedure. The procedure was successful, and Gus was born in December 2009.
At trial, Jason presented evidence regarding his relationship with Gus and Danielle over the next two and a half years. For example, he presented evidence that Danielle referred to Jason as "Dada" when speaking to Gus, and Gus called Jason "Dada." When Jason was working in New York for six months, Danielle and Gus flew there several times and stayed with Jason at his apartment. When Danielle and Gus were not in New York with Jason, Jason communicated with Gus over the Internet by Skype. Jason continued to maintain contact with Gus until the middle of 2012, when Danielle terminated her relationship with Jason.
At the close of evidence in the first phase of the trial, Danielle moved for nonsuit under Code of Civil Procedure section 631.8. The court granted the motion. In announcing its ruling, the court stated, "I don't think anyone is going to prevail as a result of this. I think at the end of the day that everyone
Relying upon our decision in Steven S., supra, 127 Cal.App.4th 319, the trial court rejected Jason's argument that section 7613(b) does not apply. The court found that the undisputed evidence that Jason's semen was provided to a licensed physician and surgeon, that Gus was conceived through IVF using Jason's sperm, and that he and Danielle were never married conclusively established that section 7613(b) applies. The court did not determine whether the 2011 amendment of section 7613(b) — which provided an exception when the donor and the mother agree in writing before conception that the donor will be treated in law as the natural parent — applies retroactively, because the court found there was no such writing.
The trial court also rejected Jason's estoppel arguments. First, the court found that, even if the estoppel doctrine could apply in the context of a section 7613(b) case, Jason could not establish equitable estoppel because there was no evidence that Danielle made representations to Jason that he would have the legal rights of a natural father or that he could coparent, nor is there evidence of detrimental reliance by Jason. The court also found that the parentage by estoppel doctrine did not apply because that doctrine is used to establish paternity against a man who is not the child's biological father.
Next, the trial court found that Jason could not establish paternity under section 7611(d) because section 7613(b) is the exclusive means of determining paternity in cases involving sperm donors and unmarried women.
Finally, the trial court found that application of section 7613(b) to Jason is not unconstitutional. The court noted that "the Legislature has weighed competing public policies regarding paternity and sperm donors, and has reconciled those considerations by affording `"to unmarried women a statutory right to bear children by artificial insemination (as well as a right of men to donate semen) without fear of a paternity claim [and] likewise provided men with a statutory vehicle for donating semen to married and unmarried women alike without fear of liability for child support."' [Citation.] This public policy determination is within the Legislature's authority, and does not make § 7613(b) unconstitutional."
Having found that Jason did not have a parent and child relationship with Gus, the trial court found Jason was not entitled to custody of, or visitation with, Gus, and vacated the pendente lite visitation order. Judgment was entered in favor of Danielle, from which Jason appeals.
On appeal, Jason contends that our decision in Steven S., supra, 127 Cal.App.4th 319 does not govern the issues in this appeal, and that the trial court erred in finding that section 7613(b) bars him from establishing paternity under section 7611(d). He also contends the trial court misconstrued the law and erred in finding that Danielle is not equitably estopped to rely on section 7613(b), and in finding that the informed consent documents Danielle and Jason signed before the IVF procedure did not satisfy the "agreed to in a writing" requirement for the exception in section 7613(b). Finally, Jason contends the trial court's ruling that section 7613(b) barred Jason from establishing parentage under section 7611(d) or by equitable estoppel violated his constitutional parental rights. Jason's first contention is well taken; the remainder are not.
In Steven S., we were asked to interpret section 7613(b), a provision of the UPA, to determine whether a man who provided semen to a licensed physician for use in artificial insemination of a woman other than the donor's wife could be found to be the natural father of the resulting child when the man and the woman were in an intimate relationship and also tried to conceive naturally. (Steven S., supra, 127 Cal.App.4th at p. 325.) At that time, section 7613(b) stated: "`The donor of semen provided to a licensed physician and surgeon for use in artificial insemination of a woman other than the donor's wife is treated in law as if he were not the natural father of a child thereby conceived.'" (127 Cal.App.4th at p. 322.) We concluded that the language of the statute was clear and unambiguous, and did not include an exception. (Id. at p. 326.) We observed that "[i]f the Legislature deemed it appropriate to exempt men who donate sperm through a licensed physician for use by their unmarried sexual partners, it would have done so." (Id. at p. 327.)
In any event, our categorical statement appears to have been undermined by an observation the California Supreme Court made in a case decided a few months after our decision in Steven S. In K.M. v. E.G., supra, 37 Cal.4th 130, the Supreme Court examined section 7613(b) in the context of a lesbian couple, where one of the women, K.M., provided ova to her partner, E.G., for use in an IVF procedure. (37 Cal.4th at p. 134.) After the relationship ended, K.M. filed an action to establish a parental relationship with the twin girls born to E.G. as a result of the IVF procedure. (Id. at p. 136.) The trial court granted E.G.'s motion to dismiss, finding, among other things, that K.M.'s position was analogous to that of a sperm donor under section 7613(b). (37 Cal.4th at p. 137.)
The Supreme Court reversed, finding that the facts "[did] not present a `true "egg donation"' situation" because the couple lived together and intended to bring the child into their joint home, and therefore section 7613(b), assuming it applied to women who donate ova, did not apply. (K.M. v. E.G., supra, 37 Cal.4th at p. 139.) The court explained that the history of section 7613(b) supported its conclusion. It observed that the comment to the portion of the Model UPA upon which section 7613(b) was based "notes that this provision was not intended to solve all questions posed by the use of artificial insemination." (K.M. v. E.G., supra, 37 Cal.4th at p. 140.) The court also noted that, while the Model UPA "`restricts application of the nonpaternity provision of [section 7613(b)] to a "married woman other than the donor's wife ..."... in California, [section 7613(b)] applies to all women, married or not. [¶] Thus, the California Legislature has
By interpreting section 7613(b) only to preclude a sperm donor from establishing paternity based upon his biological connection to the child, while allowing him to establish that he is a presumed parent under section 7611 based upon a demonstrated familial relationship, we allow both statutes to retain effectiveness and promote the purpose of each. Moreover, we avoid a construction that would lead to unintended, and some might say absurd, consequences. For example, suppose an unmarried couple who had tried unsuccessfully to conceive a child naturally, finally was able to conceive through assisted reproduction. They then got married, after conception but before the birth of the child, and raised the child together. After several years, they divorced and the mother sought child support because she could not afford to care for the child on her own. Under Danielle's interpretation of section 7613(b), the mother's ex-husband would have no obligation to support the child because he was a sperm donor under section 7613(b) and could not be found to be the child's presumed father under section 7611, despite having been married to the mother at the time of the child's birth and having raised the child as his own. The Legislature could not have intended this result.
Our holding that a sperm donor is not precluded from establishing presumed parentage does not mean that a mother who conceives through assisted reproduction and allows the sperm donor to have some kind of relationship with the child necessarily loses her right to be the sole parent.
First, section 7611 requires a familial relationship. To qualify as a presumed parent under subdivision (d), the presumed parent must show that he or she "receives the child into his or her home and openly holds out the child as his or her natural child." (§ 7611, subd. (d).) A mother wishing to retain her sole right to parent her child conceived through assisted reproduction can limit the kind of contact she allows the sperm donor to have with her child to ensure that the relationship does not rise to the level of presumed parent and child.
In this case, Jason was denied the opportunity to present evidence to show that he is Gus's presumed father under section 7611(d). Therefore, the judgment must be reversed and the matter remanded for further proceedings.
In addition to arguing that the trial court erred in finding he was precluded from establishing parentage under section 7611(d), Jason also argues that the trial court erred in its analysis of his estoppel claim because the court focused only on the parties' conduct before conception. He contends the trial court erred because his estoppel argument is that Danielle should be estopped to rely on section 7613(b) based upon her conduct after Gus was conceived and born. But even if the trial court misconstrued Jason's argument, there was no reversible error because the doctrine of equitable estoppel does not apply here.
As we noted in footnote 2, ante, section 7613(b) was amended in 2011 to add an exception to its application. Before the amendment, and at the time Gus was conceived, the statute provided: "The donor of semen provided to a licensed physician and surgeon or to a licensed sperm bank for use in
Jason argues that the amendment applies retroactively, and that the trial court erred by finding that the informed consent documents that he and Danielle signed as "Intended Parents" did not satisfy the "otherwise agreed to in a writing" requirement for the exception to apply. Like the trial court, we need not determine whether the amendment applies retroactively, because we conclude the trial court's finding was correct.
Jason contends that the writing required for the exception to apply "need not amount to a formal, enforceable contract, and may, along with evidence of the surrounding circumstances, show an agreement or confirm an understanding that the sperm donor will have the status of a parent recognized by the law." That may be so, but the informed consent forms at issue here do not in any way address any understanding or agreement between Jason and Danielle of Jason's legal status regarding parentage. Instead, the documents — titled "Informed Consent for Micromanipulation," "Informed Consent for Oocyte Collection," "Informed Consent [for] Human Embryo Cryopreservation," and "Informed Consent for Embryo Transfer (In Vitro Fertilization)" — address only the medical procedures that were to be performed on Danielle. The fact that Jason is listed in the spaces for "Intended Parent" says nothing about the parties' understanding regarding his legal status as a parent. Therefore, the trial court correctly found that even if the 2011 amendment applies in this case, the informed consents do not satisfy the "agreed to in a writing" requirement.
Jason contends that an interpretation of section 7613(b) that precludes him from establishing parentage violates his constitutional rights as a biological parent. Because we hold that section 7613(b) does not preclude him from establishing presumed parentage under section 7611(d), his constitutional argument is moot and we need not address it.
The judgment is reversed. The matter is remanded with directions to the trial court to conduct further proceedings to determine whether Jason qualifies as a presumed parent under section 7611. Jason shall recover his costs on appeal.
Epstein, P. J., and Manella, J., concurred.